Terms for subject Securities containing or

English	Chinese
acquire or dispose security	买人或售出的证券
all or any part	全部或部分承销
all or none	全部或全不
all or none	全部或放弃
all or none offering	全部或放弃发行
all or none order	全额执行令
all or none order	全部或全不指令
all or none underwriting	全部承销或放弃承销
all or none underwriting	两极承销
all or nothing binary option	两极二进制期权
all or nothing option	两极期权
allow money-losing enterprise to merger or go bankrupt	允许亏损企业兼并或破产
amendment or waiver of covenant	契约的修改与免除
antecedent agreement or understanding	提前达成的协议或谅解
any-or-all bid	部分或全部报价购买出售的股份的投标
any-or-all bid	任何或所有的投标
any-or-all offer	部分或全部报价
any-or-all offer	任意或全部要约不定购股最大数量的要约,在要约规定未满足前不买人任何股票
appropriation of income or surplus	收人或盈余分配
assets or cost basis acquisitions	以资产或成本为基础的收购
assets or nothing options	两极期权
assume exclusive or sole responsibility for profits and losses	自负盈亏
at or better	限价委托
at or better	按约定价或更好价格
auditors' reports with "qualified opinion" and/or explanatory paragraph	附带［保留意见］及/或［说明段落］的审计师报告
bad or doubtful debt	坏账或呆账
behavior breaking law or regulation	违法违规行为
book profit or loss	账面损益
book profit or loss	账面利润或亏损
buy or sell spot	买卖即期
carry income or loss	持有损益利息收人与持有成本之间的差额
carry income or loss	综合损益证券
cash or deferred arrangement	现金或延期安排
cash-or-nothing call	现金或无价值认购期权
cash-or-nothing put	现金或无价值认沽期权
centralization or decentralization of capital	资本集中或分散
change in ownership or control	公司所有权和控制权变化
climax of buying or selling	最大交易量
climax of buying or selling	买卖峰值
company splitted up into two or more companies	分拆成两个以上公司的公司
conduct public censure or criticism to listed company	对上市公司进行公开谴责和批评
contain the speculation or rumour in securities market	遏止证券市场上各种揣测或谣传
continuation or carrying over	延期交易
cost-or-less principle	成本或低于成本的原则
cost or market whichever is lower	成本和市价孰低法
covered or hedge options strategy	有保护的或对冲期权策略
crack down on behaviors breaking laws or regulations in securities trade	打击证券交易中违法违规行为
credit or debit note	结单
direct or indirect interested party of the listing	上市的直接和间接利益相关方
disclose or abstain rule	披露或缺席规则
effective on or about	生效
either or order	选择性委托指令投资者向经纪人发出两条指令，当一条执行时，另一条自动失效
either or order	两者择一指令
enhancing the strike on behaviors breaking laws or regulations in securities trade	强化打击证券交易违法违规行为的力度
equal or fair treatment	平等和公平待遇
escrowed or pooled shares	委托或集资股票
etalon de change-or	金汇兑本位法
ex coupon ex cp or	无息债券国际债券市场术语
ex coupon ex cp or	除息票
ex coupon ex cp or	无息票
false or misleading representations	虚假或误导性的表述
fill or kill	成交或取消委托
fill or kill	全部执行或立即取消指令
fill-or-kill order	执行或取消指令
firm reorganized or restructured listing on stock market	重组或改制后上市的企业
fiU or kill	足额成交或取消
forged or fraudulent instruction	伪造或欺骗性指示
fraudulent or dishonest act	欺诈或不诚实行为
fraudulent or misleading intent	欺诈或误导企图
full or kill	立即全数成交否则取消 (FOK)
gain or loss of intercompany bond purchases	公司内部债券收购损益
gains or loss on disposal of asset	资产出售损益
gains or loss on disposal of asset	资产处置损益
generation-skipping transfer or trust	隔代转移过户或信托
grace or cure provisions	宽限与解决条款
hell-or-water contract	买方全责合同
immediate-or-cancel	立即执行或撤销
immediate or cancel order	立即认购或撤销认购指令
imposition of prohibition or requirement	禁止令或规定的执行
incentive or qualified stock options	激励或高质量股票期权
inherent vice or nature	内在不足
inherent vice or nature	内在缺憾
injunction to prevent voting or further purchase	防止表决和进一步收购的禁止令
leptokurtosis or fat tail	峰态或肥尾 (证券市场收益率非正态分布的一种状态)
licensed or exempt	持照或豁免
limit or market on the close order	限价或市价收盘委托
limit or market on the close order	限价或市价收盘订单
limit up or down	上下价格限制
limit up or down	涨跌幅度限制
liquidation gain or loss	清算损益表
London interbank bid or deposit rate	伦敦银行同业拆人或储蓄利率
long term capital gain or loss	长期资本损益
loss or gain on bonds retirement	赎回债券损益
low of cost or market	成本与市场价孰低法
lower of cost or market	成本与市场价孰低法在资产负债表中，披露有价证券投资价格时，在投资成本与市场价两者中选价格低者进行公布
market at open or close	开市和收市指令
market at open or close	开盘或收盘市场
membership or a seat on the exchange	交易所成员或席位
merger or stock acquisition	合并或收购股票
more or less clause	过多与不足条款
negotiable certificate or document	可转让证明书或文件
net capital requirements for brokers or dealers	对经纪商净资本的规定
offer subject to buyer's inspection or approval	买方核实后报价
option to purchase or sell specified mortgage securities	交易特别抵押证券的选择权
option to purchase or sell specified mortgage securities	买卖特定抵押证券的期权
options to purchase or sell specific mortgage-backed securities	特定抵押证券买卖期权
or better	更优价
or better	趋好指令
other loans for purchasing or carrying securities	其他用于投资证券的贷款
paid-in capital in excess of par or stated value	超出面值或申报价值的实缴资本
paper gain or loss	票据损益
paper profit or loss	账面盈亏
paper profit or loss	账面利润或损失
pending buy or sell order	等待执行的交易指令
pretax earnings or profits	税前收益或利润
profit secured or increased	获取或增加的利润
programme offer of shares or debentures	股份或债券计划性要约
provision of false or misleading information	提供虚假或误导性信息
qualified or nonqualified options	附条件与不附条件期权
real gain or loss	实际损益
realized gain or loss	实际的收益或亏损
recognized gain or loss	确认的收益或亏损
redemption or call	偿还或召回
reduction or cancellation of debts	减免债务
restriction on receiving or holding of client assets	对接收或持有客户资产的限制
return or discount equity options	回报或折扣股本期权
securities gain or loss	证券盈亏
security gain or loss	证券盈余或损
seniority in event of insolvency or bankruptcy	企业一旦破产时的偿债顺序问题
series of payment or receipt	分期付款或收款
shell or sham theory	外壳贋品理论
sole responsibility for one's own profits or losses	自负盈亏
specified security or futures contract	专门证券或期货合同
squeeze bears or short positions	轧空头
squeeze bears or short positions	轧空
squeeze bulls or long positions	轧多头
squeeze bulls or long positions	轧多
stock trading at $ 100 or above	股票在百元美元以上的价位上交易
substitution or variation of prohibitions or requirements withdrawal	撤回、取代或更改禁令或规定
suitability of premises for keeping records or documents	存放记录或文件地点的适宜性
suspected crimes or misconduct	涉嫌犯罪或不良行为
suspension or revocation of a person's licence	暂停或吊销个人牌照
take or pay	必付条款合同带必付强制性条款
take or pay contract	必付合同
top or bottom	头或底
trade of premium or discount	以高于……交易以低于……交易
trust or commission provisions	信托或代理条款
two-thirds or more of the voting rights 2/3	以上表决权
umbrella or standby financing	伞形融资或后备融资一种亚洲开发银行的联合融资方式
undoing cover or hedge	解除抛补或对冲
uniform any-or-all cash tender offer	现金统一价的股权收购
unrealized capital gain or loss	未实现资本损益
unrealized holding gain or loss	未实现持有资产的损益
upstream or cross-stream guaranty	上流或跨流担保
valuation at lower of cost or market	成本价与市场价孰低计价
vote or sell	股份转让权
wilful or negligent act	故意或疏忽行为股市上
with or without	限价指令买人时须在当时市价之上加一部分的零股价差; 卖出时须在当时市价上减去零股价差
with or without	限价委托
with or without a sale order	跟或不跟销售指令
with or without a sale order	限价销售指令
yes or no decision	是或非选择
yes or no decision	是与否的决策